VNM Regulatory Hub
Region: APAC
APAC governance, risk and compliance intelligence
State Bank of Vietnam
Industries Regulated
Banking and lending
State Securities Commission
Industries Regulated
Capital markets and listed companies
Ministry of Public Security
Industries Regulated
Capital markets and listed companies, Cross-sector data controllers and processors, Public and private organisations
Department of Cybersecurity and High-Tech Crime Prevention
Industries Regulated
Capital markets and listed companies, Government and critical infrastructure
Supervisory Priorities
The applicable perimeter depends on entity type, licence and sector. These priorities provide a practical starting point for programme design and evidence management.
Regulatory Alignment
Official-source and product-fit review completed 1 September 2026.
The platform directly manages a central process or evidence set described in the requirement.
The platform contributes linked evidence, oversight or follow-up but is not the main system for the requirement.
A weak or unsubstantiated product relationship is intentionally omitted.
| Regulation and Authority | Applies To | Operational Focus | Platform Fit and Workflow Support | Source |
|---|---|---|---|---|
| Circular 13/2018 on Internal Control Systems of Commercial BanksSBV | Commercial banks and foreign bank branches within scope | Risk governance, internal controls, compliance, independent internal audit, findings and board reporting. |
 Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up.  Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Circular 116/2020 on Corporate Governance for Public CompaniesSSC | Public companies within the securities-law perimeter | Board and committee governance, internal controls, audit, conflicts, disclosure and accountable follow-up. |
Supporting fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
| Circular 121/2020 on Securities Company OperationsSSC | Securities companies operating in Vietnam | Risk management, control systems, internal audit, operational governance, records and supervisory reporting. |
Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
| Law on CybersecurityMPS | Domestic and foreign organisations within the Law’s scope | Cyber controls, system protection, incident coordination, record keeping and regulator-facing response. |
 Primary fit Cyber-event intake, escalation, investigation, root cause, corrective action, recovery tracking and audit trail. Supporting fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryGRC workflow and evidence support only. The platforms do not replace technical security monitoring, detection or protection tools. |
Source |
| Decree 13/2023 on Personal Data ProtectionMPS | Personal-data controllers, processors and relevant third parties | Data governance, impact assessments, breach response, regulatory notifications and processor oversight. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Supporting fit Privacy risks, controls, assessments, treatment actions, ownership, approvals and management reporting. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
This mapping is an implementation aid, not legal advice. It describes configurable workflow and evidence support, not automatic compliance. Always validate applicability, current versions, implementation dates and supervisory expectations with qualified advisers and the relevant authority.
The mapping uses the capabilities documented in the current brochures. It does not extend the platforms beyond their stated functional scope.
Best suited to enterprise risk ownership, risk and control registers, assessments, appetite and tolerances, KRIs, treatments, approvals, dashboards and board reporting.
Best suited to the audit universe, risk-based planning, engagement execution, RCM-linked design and effectiveness testing, evidence, findings, approvals and follow-up.
Best suited to incident intake, triage, investigation, root-cause analysis, escalation, notifications, corrective and preventive actions, closure and lessons learned.
Scope boundary
Connected Operating Model
Structure local requirements by entity, licence, authority and accountable owner.
Link obligations to risks, controls, incidents, tests, findings and remediation.
Track KRIs, control status, audit coverage, incidents and action closure continuously.
Regional Coverage
Delaware, United States
Karachi, Pakistan
Riyadh, Saudi Arabia
Melbourne, Australia
