NPL Regulatory Hub
Region: South Asia
South Asia governance, risk and compliance intelligence
Nepal Rastra Bank
Industries Regulated
Banking and lending, Regulated financial services
Securities Board of Nepal
Industries Regulated
Capital markets and listed companies
National Information Technology Center
Industries Regulated
Telecommunications and digital services
Ministry of Communication and Information Technology
Industries Regulated
Telecommunications and digital services
Supervisory Priorities
The applicable perimeter depends on entity type, licence and sector. These priorities provide a practical starting point for programme design and evidence management.
Regulatory Alignment
Official-source and product-fit review completed 1 September 2026.
The platform directly manages a central process or evidence set described in the requirement.
The platform contributes linked evidence, oversight or follow-up but is not the main system for the requirement.
A weak or unsubstantiated product relationship is intentionally omitted.
| Regulation and Authority | Applies To | Operational Focus | Platform Fit and Workflow Support | Source |
|---|---|---|---|---|
| Risk Management Guidelines 2018NRB | Banks and financial institutions within the guidelines’ scope | Board risk oversight, appetite, material-risk assessment, controls, monitoring, risk reporting and review. |
 Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting.  Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Unified Directives for Banks and Financial InstitutionsNRB | Licensed banks and financial institutions | Governance, prudential controls, operational risk, internal audit, reporting, information security and corrective measures. |
Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. BoundaryGRC workflow and evidence support only. The platforms do not replace technical security monitoring, detection or protection tools. |
Source |
| Securities Regulatory FrameworkSEBON | Listed entities, securities businesses and market participants | Market governance, internal controls, disclosure, compliance monitoring and supervisory reporting. |
Supporting fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
| Electronic Transactions ActMoCIT | Electronic records, digital services and covered computer activities | Electronic-record integrity, security responsibilities, cyber offences, incident evidence and response coordination. |
 Primary fit Cyber-event intake, escalation, investigation, root cause, corrective action, recovery tracking and audit trail. Supporting fit Risk-based assurance, control testing, evidence, findings, approvals and remediation follow-up. BoundaryGRC workflow and evidence support only. The platforms do not replace technical security monitoring, detection or protection tools. |
Source |
| Privacy ActGovernment of Nepal | Public and private bodies processing personal information within scope | Privacy governance, lawful handling, confidentiality, security, complaints and corrective response. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Supporting fit Privacy risks, controls, assessments, treatment actions, ownership, approvals and management reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
This mapping is an implementation aid, not legal advice. It describes configurable workflow and evidence support, not automatic compliance. Always validate applicability, current versions, implementation dates and supervisory expectations with qualified advisers and the relevant authority.
The mapping uses the capabilities documented in the current brochures. It does not extend the platforms beyond their stated functional scope.
Best suited to enterprise risk ownership, risk and control registers, assessments, appetite and tolerances, KRIs, treatments, approvals, dashboards and board reporting.
Best suited to the audit universe, risk-based planning, engagement execution, RCM-linked design and effectiveness testing, evidence, findings, approvals and follow-up.
Best suited to incident intake, triage, investigation, root-cause analysis, escalation, notifications, corrective and preventive actions, closure and lessons learned.
Scope boundary
Connected Operating Model
Structure local requirements by entity, licence, authority and accountable owner.
Link obligations to risks, controls, incidents, tests, findings and remediation.
Track KRIs, control status, audit coverage, incidents and action closure continuously.
Regional Coverage
Delaware, United States
Karachi, Pakistan
Riyadh, Saudi Arabia
Melbourne, Australia
