GBR Regulatory Hub
Region: Europe
Europe governance, risk and compliance intelligence
Prudential Regulation Authority
Industries Regulated
Banking and lending
Financial Conduct Authority
Industries Regulated
Banking, payments, consumer credit, investment firms and capital markets
Financial Reporting Council
Industries Regulated
Listed and public-interest entities, auditors and corporate reporting
Information Commissioner's Office
Industries Regulated
Cross-sector data controllers and processors
Supervisory Priorities
The applicable perimeter depends on entity type, licence and sector. These priorities provide a practical starting point for programme design and evidence management.
Regulatory Alignment
Official-source and product-fit review completed 1 September 2026.
The platform directly manages a central process or evidence set described in the requirement.
The platform contributes linked evidence, oversight or follow-up but is not the main system for the requirement.
A weak or unsubstantiated product relationship is intentionally omitted.
| Regulation and Authority | Applies To | Operational Focus | Platform Fit and Workflow Support | Source |
|---|---|---|---|---|
| Supervisory Statement SS1/21 Operational ResiliencePRA | PRA-regulated firms within the statement’s scope | Important business services, impact tolerances, mapping, scenario testing, remediation, lessons learned and board accountability. |
 Primary fit Operational-risk registers, critical-service assessments, controls, KRIs, treatments and leadership reporting.  Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Supervisory Statement SS2/21 Outsourcing and Third Party Risk ManagementPRA | PRA-regulated firms within the statement’s scope | Materiality assessment, due diligence, contractual controls, concentration risk, continuity, exit planning, incident escalation and assurance. |
 Primary fit Disruption reporting, escalation, investigation, corrective action, recovery tracking and closure evidence. Primary fit Third-party risks, controls, assessments, treatments, approvals, KRIs and oversight reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Senior Management Arrangements, Systems and ControlsFCA | FCA-authorised firms subject to relevant SYSC provisions | Risk-control arrangements, compliance, internal audit, operational-risk governance, responsibilities, escalation and documented assurance. |
Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. Primary fit Incident reporting, triage, investigation, root cause, corrective action, escalation and closure. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| UK Corporate Governance Code 2024FRC | Companies reporting against the Code under applicable listing requirements | Board responsibility, risk management, internal controls, audit committee oversight, effectiveness declarations and transparent reporting. |
Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| UK GDPR Personal Data Breach RequirementsICO | Controllers and processors handling personal data within the UK GDPR regime | Breach logging, risk assessment, regulatory notification, affected-person communication, response evidence and corrective actions. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Primary fit Privacy risks, controls, assessments, treatment actions, ownership, approvals and management reporting. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
| Network and Information Systems Regulations 2018UK Government and designated competent authorities | Operators of essential services and relevant digital service providers | Security risk management, service continuity, incident response, significant-incident notification and regulator assurance. |
Primary fit Disruption reporting, escalation, investigation, corrective action, recovery tracking and closure evidence. Primary fit Operational-risk registers, critical-service assessments, controls, KRIs, treatments and leadership reporting. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
This mapping is an implementation aid, not legal advice. It describes configurable workflow and evidence support, not automatic compliance. Always validate applicability, current versions, implementation dates and supervisory expectations with qualified advisers and the relevant authority.
The mapping uses the capabilities documented in the current brochures. It does not extend the platforms beyond their stated functional scope.
Best suited to enterprise risk ownership, risk and control registers, assessments, appetite and tolerances, KRIs, treatments, approvals, dashboards and board reporting.
Best suited to the audit universe, risk-based planning, engagement execution, RCM-linked design and effectiveness testing, evidence, findings, approvals and follow-up.
Best suited to incident intake, triage, investigation, root-cause analysis, escalation, notifications, corrective and preventive actions, closure and lessons learned.
Scope boundary
Connected Operating Model
Structure local requirements by entity, licence, authority and accountable owner.
Link obligations to risks, controls, incidents, tests, findings and remediation.
Track KRIs, control status, audit coverage, incidents and action closure continuously.
Regional Coverage
Delaware, United States
Karachi, Pakistan
Riyadh, Saudi Arabia
Melbourne, Australia
