AUS Regulatory Hub
Region: APAC
APAC governance, risk and compliance intelligence
Australian Prudential Regulation Authority
Industries Regulated
Banking and lending, Insurance
Australian Securities and Investments Commission
Industries Regulated
Capital markets and listed companies, Regulated financial services
Australian Securities Exchange
Industries Regulated
Capital markets and listed companies
Office of the Australian Information Commissioner
Industries Regulated
Cross-sector data controllers and processors
Supervisory Priorities
The applicable perimeter depends on entity type, licence and sector. These priorities provide a practical starting point for programme design and evidence management.
Regulatory Alignment
Official-source and product-fit review completed 1 September 2026.
The platform directly manages a central process or evidence set described in the requirement.
The platform contributes linked evidence, oversight or follow-up but is not the main system for the requirement.
A weak or unsubstantiated product relationship is intentionally omitted.
| Regulation and Authority | Applies To | Operational Focus | Platform Fit and Workflow Support | Source |
|---|---|---|---|---|
| CPS 220 Risk ManagementAPRA | Authorised deposit-taking institutions and applicable insurers and groups | A risk-management framework covering material risks, aligned with strategy and supported by clear accountability, review and reporting. |
 Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting.  Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| CPS 230 Operational Risk ManagementAPRA | APRA-regulated entities within the standard’s scope | Operational-risk management, critical-operation resilience, service-provider risk, incidents, near misses, controls and timely remediation. |
Primary fit Third-party risks, controls, assessments, treatments, approvals, KRIs and oversight reporting.  Primary fit Disruption reporting, escalation, investigation, corrective action, recovery tracking and closure evidence. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| CPS 234 Information SecurityAPRA | APRA-regulated entities and relevant group arrangements within the standard’s scope | Board accountability, information-security capability, control design and testing, material incidents, APRA notification and independent review. |
Primary fit Cyber-event intake, escalation, investigation, root cause, corrective action, recovery tracking and audit trail. Primary fit Risk-based assurance, control testing, evidence, findings, approvals and remediation follow-up. BoundaryGRC workflow and evidence support only. The platforms do not replace technical security monitoring, detection or protection tools. |
Source |
| RG 78 Breach ReportingASIC | Australian financial services and credit licensees | Identification, assessment, investigation, remediation and reporting of reportable situations within the applicable statutory regime. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Supporting fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
| Corporate Governance Principles and RecommendationsASX | Entities listed on the Australian Securities Exchange | Board governance, risk oversight, internal-control review, internal audit, disclosure and accountable corporate conduct. |
Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Notifiable Data Breaches SchemeOAIC | Privacy Act entities covered by the Notifiable Data Breaches scheme | Eligible data-breach assessment, containment, documented decision-making, notification to the OAIC and affected individuals, and corrective action. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
This mapping is an implementation aid, not legal advice. It describes configurable workflow and evidence support, not automatic compliance. Always validate applicability, current versions, implementation dates and supervisory expectations with qualified advisers and the relevant authority.
The mapping uses the capabilities documented in the current brochures. It does not extend the platforms beyond their stated functional scope.
Best suited to enterprise risk ownership, risk and control registers, assessments, appetite and tolerances, KRIs, treatments, approvals, dashboards and board reporting.
Best suited to the audit universe, risk-based planning, engagement execution, RCM-linked design and effectiveness testing, evidence, findings, approvals and follow-up.
Best suited to incident intake, triage, investigation, root-cause analysis, escalation, notifications, corrective and preventive actions, closure and lessons learned.
Scope boundary
Connected Operating Model
Structure local requirements by entity, licence, authority and accountable owner.
Link obligations to risks, controls, incidents, tests, findings and remediation.
Track KRIs, control status, audit coverage, incidents and action closure continuously.
Regional Coverage
Delaware, United States
Karachi, Pakistan
Riyadh, Saudi Arabia
Melbourne, Australia
