UAE Regulatory Hub
Region: Middle East
Middle East governance, risk and compliance intelligence
Central Bank of the United Arab Emirates
Industries Regulated
Banking and lending, Insurance
Securities and Commodities Authority
Industries Regulated
Capital markets and listed companies
Telecommunications and Digital Government Regulatory Authority
Industries Regulated
Government and critical infrastructure, Telecommunications and digital services
United Arab Emirates Data Office
Industries Regulated
Cross-sector data controllers and processors
Supervisory Priorities
The applicable perimeter depends on entity type, licence and sector. These priorities provide a practical starting point for programme design and evidence management.
Regulatory Alignment
Official-source and product-fit review completed 1 September 2026.
The platform directly manages a central process or evidence set described in the requirement.
The platform contributes linked evidence, oversight or follow-up but is not the main system for the requirement.
A weak or unsubstantiated product relationship is intentionally omitted.
| Regulation and Authority | Applies To | Operational Focus | Platform Fit and Workflow Support | Source |
|---|---|---|---|---|
| Operational Risk Management RegulationCBUAE | Banks operating in the UAE | Board-approved operational-risk strategy, risk identification, material event capture, control monitoring, scenario analysis, remediation and independent review. |
 Primary fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up.  Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Internal Controls, Compliance and Internal Audit StandardsCBUAE | Banks operating in the UAE | Effective internal controls, independent internal audit, compliance oversight, documentation and board accountability. |
Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. Supporting fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Risk Management and Internal Controls StandardsCBUAE | Insurance companies | Identification, assessment, measurement, monitoring and control of material risks within an overarching prudential framework. |
Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Companies Governance GuideSCA | Public joint-stock companies | Risk-management procedures, internal-control assessment, board oversight, audit and governance reporting. |
Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| UAE Information Assurance RegulationTDRA | Government entities and designated critical entities, with voluntary adoption encouraged more broadly | Risk-based security controls, incident information sharing, continuity, third-party security, compliance monitoring and audit evidence. |
Primary fit Third-party risks, controls, assessments, treatments, approvals, KRIs and oversight reporting. Primary fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up.  Primary fit Disruption reporting, escalation, investigation, corrective action, recovery tracking and closure evidence. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Federal Decree-Law No. 45 of 2021 on Personal Data ProtectionUAE DO | Controllers and processors handling personal data within the federal Law’s scope | Privacy governance, records, impact assessment, security safeguards, processor oversight, breach response and data-subject communications. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Supporting fit Privacy risks, controls, assessments, treatment actions, ownership, approvals and management reporting. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
This mapping is an implementation aid, not legal advice. It describes configurable workflow and evidence support, not automatic compliance. Always validate applicability, current versions, implementation dates and supervisory expectations with qualified advisers and the relevant authority.
The mapping uses the capabilities documented in the current brochures. It does not extend the platforms beyond their stated functional scope.
Best suited to enterprise risk ownership, risk and control registers, assessments, appetite and tolerances, KRIs, treatments, approvals, dashboards and board reporting.
Best suited to the audit universe, risk-based planning, engagement execution, RCM-linked design and effectiveness testing, evidence, findings, approvals and follow-up.
Best suited to incident intake, triage, investigation, root-cause analysis, escalation, notifications, corrective and preventive actions, closure and lessons learned.
Scope boundary
Connected Operating Model
Structure local requirements by entity, licence, authority and accountable owner.
Link obligations to risks, controls, incidents, tests, findings and remediation.
Track KRIs, control status, audit coverage, incidents and action closure continuously.
Regional Coverage
Delaware, United States
Karachi, Pakistan
Riyadh, Saudi Arabia
Melbourne, Australia
