NLD Regulatory Hub
Region: Europe
Europe governance, risk and compliance intelligence
De Nederlandsche Bank
Industries Regulated
Banking and lending, Payments and fintech
Netherlands Authority for the Financial Markets
Industries Regulated
Banking and lending
Dutch Data Protection Authority
Industries Regulated
Cross-sector data controllers and processors
National Cyber Security Centre Netherlands
Industries Regulated
Capital markets and listed companies, Government and critical infrastructure
Supervisory Priorities
The applicable perimeter depends on entity type, licence and sector. These priorities provide a practical starting point for programme design and evidence management.
Regulatory Alignment
Official-source and product-fit review completed 1 September 2026.
The platform directly manages a central process or evidence set described in the requirement.
The platform contributes linked evidence, oversight or follow-up but is not the main system for the requirement.
A weak or unsubstantiated product relationship is intentionally omitted.
| Regulation and Authority | Applies To | Operational Focus | Platform Fit and Workflow Support | Source |
|---|---|---|---|---|
| Financial Supervision ActDutch Government, DNB and AFM | Financial undertakings within the Act’s applicable prudential and conduct provisions | Sound governance, controlled business operations, risk management, internal controls, auditability and supervisory reporting. |
 Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting.  Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
| Governance Requirements for BanksDNB | Banks operating within DNB’s supervisory perimeter | Management-body effectiveness, risk culture, internal governance, control functions, internal audit and accountable decision-making. |
Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. Primary fit Audit universe, risk-based planning, RCM-linked testing, working papers, evidence, findings and follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Digital Operational Resilience ActEuropean Union and DNB | Financial entities and ICT third-party providers within DORA’s scope | ICT risk, incident reporting, resilience testing, third-party registers, recovery, lessons learned and board oversight. |
Primary fit Third-party risks, controls, assessments, treatments, approvals, KRIs and oversight reporting.  Primary fit Disruption reporting, escalation, investigation, corrective action, recovery tracking and closure evidence. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| Outsourcing RequirementsDNB | Banks, payment institutions and electronic-money institutions within scope | Materiality, due diligence, contracting, monitoring, concentration risk, continuity, exit plans and audit access. |
Primary fit Third-party risks, controls, assessments, treatments, approvals, KRIs and oversight reporting. Supporting fit Risk-based assurance, control design and effectiveness testing, evidence, findings and action follow-up. BoundaryWorkflow and evidence support only. Applicability and legal interpretation remain with the organisation and its advisers. |
Source |
| GDPR Data Breach NotificationAP | Controllers and processors handling personal data within the GDPR’s scope | Breach registers, risk assessment, regulatory notification, affected-person communication, root-cause analysis and corrective action. |
Primary fit Incident intake, assessment, investigation, notification workflow, corrective action, escalation and closure evidence. Primary fit Risk and control registers, assessments, appetite or limits, KRIs, treatments, approvals and board reporting. BoundaryNotification workflow and evidence can be configured. Submission to an authority requires an approved process or integration. |
Source |
This mapping is an implementation aid, not legal advice. It describes configurable workflow and evidence support, not automatic compliance. Always validate applicability, current versions, implementation dates and supervisory expectations with qualified advisers and the relevant authority.
The mapping uses the capabilities documented in the current brochures. It does not extend the platforms beyond their stated functional scope.
Best suited to enterprise risk ownership, risk and control registers, assessments, appetite and tolerances, KRIs, treatments, approvals, dashboards and board reporting.
Best suited to the audit universe, risk-based planning, engagement execution, RCM-linked design and effectiveness testing, evidence, findings, approvals and follow-up.
Best suited to incident intake, triage, investigation, root-cause analysis, escalation, notifications, corrective and preventive actions, closure and lessons learned.
Scope boundary
Connected Operating Model
Structure local requirements by entity, licence, authority and accountable owner.
Link obligations to risks, controls, incidents, tests, findings and remediation.
Track KRIs, control status, audit coverage, incidents and action closure continuously.
Regional Coverage
Delaware, United States
Karachi, Pakistan
Riyadh, Saudi Arabia
Melbourne, Australia
